Apple Business Conduct Policy Instructions
- July 26, 2024
- Apple
Table of Contents
Apple Business Conduct Policy
Specifications
- Product Name: Business Conduct
- Date: February 2024
Product Information
Business Conduct is a policy document that outlines the ethical guidelines and standards of behavior expected from employees, suppliers, contractors, and business partners of Apple. It emphasizes values such as accessibility, education, environment, inclusion and diversity, privacy, racial equity and justice, and supplier responsibility.
Usage Instructions
The Way We Do Business Worldwide
Apple is committed to conducting business ethically, honestly, and in full
compliance with applicable laws and regulations worldwide. The Business
Conduct Policy serves as the foundation for all business decisions made by the
company.
Your Responsibilities and Obligation to Take Action
As an employee or business partner of Apple, you are responsible for
understanding and adhering to the Business Conduct Policy. If you encounter a
situation that raises concerns or potential violations of the policy, you must
report it to your manager, People Business Partner, Legal, or Business
Conduct. Failure to comply or report violations may lead to disciplinary
action.
During any investigation related to a reported violation, it is crucial to cooperate fully and maintain confidentiality to ensure the integrity of the process.
Reporting a Concern
If you have concerns about a potential violation of the Business Conduct
Policy, follow the established reporting procedures within Apple. Discuss the
issue with the appropriate contacts mentioned above to address the situation
promptly and appropriately.
FAQ
-
Q: What should I do if I suspect a violation of the Business Conduct Policy?
A: If you suspect a violation, report it to your manager, People Business Partner, Legal, or Business Conduct for further investigation. -
Q: Are suppliers and business partners also required to follow the Business Conduct Policy?
A: Yes, Apple expects its suppliers, contractors, consultants, and other business partners to adhere to the same ethical standards outlined in the Business Conduct Policy.
Business Conduc
The way we do business
February 2024
The way we do business worldwide
At Apple, we are committed to demonstrating that business can and should be a
force for good. Achieving that takes innovation, collaboration, and a focus on
serving others.
It also means leading with our values — accessibility, education, environment,
inclusion and diversity, privacy, racial equity and justice, and supplier
responsibility. Our Business Conduct Policy is foundational to how we do
business and how we put our values into practice each and every day.
Apple conducts business ethically, honestly, and in full compliance with applicable laws and regulations. This applies to every business decision in every area of the company worldwide.
The following principles guide Apple’s business practices:
- Honesty—Demonstrate honesty and high ethical standards in all business dealings.
- Respect—Treat customers, partners, suppliers, employees, and others with respect and courtesy.
- Confidentiality—Protect Apple’s confidential information and the information of our customers, partners, suppliers, and employees.
- Compliance—Ensure that business decisions comply with applicable laws and regulations.
Apple expects its suppliers, contractors, consultants, and other business
partners to follow these principles when providing goods and services to Apple
or acting on our behalf. Apple also requires its suppliers to comply with the
Apple Supplier Code of Conduct.
The Business Conduct Policy applies to all full and part-time employees of
Apple and its subsidiaries, and provides a standard guide for what is required
of everyone at Apple. Relevant sections also apply to members of Apple’s Board
of Directors. The Business Conduct Policy also provides information on
additional resources available to employees, including the Business Conduct
Helpline and the Business Conduct website, which contains guidance and
frequently asked questions to assist employees in understanding Apple’s
approach to Business Conduct.
All employees are required to complete annual, online Business Conduct
training, and review and certify their understanding of the Business Conduct
Policy. Employees are also required to complete online Respect at Apple and
Privacy trainings, and depending on job responsibilities and location, may be
required to participate in additional mandatory online trainings on specific
topics, such as anti-corruption. Focused live training is also arranged
periodically on Business Conduct and other relevant topics.
On rare occasions, local laws may impose requirements on Apple and its
employees that differ from those set out in the Business Conduct Policy.
Contact a local People Business Partner for more information on how these laws
may apply to you.
Any waiver of this Policy for our directors, executive officers, or principal
accounting officer may be made only by our Board of Directors, and will be
disclosed as required by law or applicable listing rules.
Your Responsibilities and Obligation to Take Action
Everything we do is a reflection of Apple. We expect you to:
- Follow the Policy. Comply with the letter and spirit of Apple’s Business Conduct Policy and all applicable legal requirements.
- Speak up. If you see or hear of any violation of Apple’s Business Conduct Policy, other Apple policies, or legal or regulatory requirements, you must notify either your manager, People Team, Legal, or Business Conduct.
- Use good judgment and ask questions. Apply Apple’s principles of business conduct, and review our policies and legal requirements. When in doubt about how to proceed, discuss it with your manager, your People Business Partner, Legal, or Business Conduct. Any failure to comply with Apple’s Business Conduct Policy—or failure to report a violation—may result in disciplinary action, up to and including termination of employment.
You are also required to fully cooperate in any Apple investigation, and keep any information shared with you confidential to safeguard the integrity of the investigation.
Reporting a Concern
To report a concern or ask a question about Apple’s Business Conduct Policy,
you can contact Business Conduct by phone, email, or web form. For contact
details, visit the Business Conduct website or the Resources section at the
end of this policy. Apple’s external helpline
(apple.ethicspoint.com) also allows employees
and external parties to report concerns with the option of remaining
anonymous, where permissible under applicable laws. The external helpline
provides local, toll-free phone numbers that connect employees and external
parties to a multilingual reporting service.
Your information will be shared only with those who have a need to know to
help answer your questions or investigate concerns, ensure the prompt
enforcement of this Policy, and, if appropriate, determine disciplinary
action. If your information involves accounting, finance, or auditing, the law
may require that necessary information be shared with the Audit and Finance
Committee of the Board of Directors. Apple’s Business Conduct Policy is
administered by the Business Conduct organization, under the oversight of
Apple’s Chief Compliance Officer, who provides regular updates to the Audit
and Finance Committee of the Board of Directors. The Business Conduct team is
available to support all employees and answer questions on business conduct
issues, policies, regulations, and compliance with legal requirements.
Apple’s Global Whistleblowing Policy provides additional information about
Apple’s approach to protecting and supporting individuals who report potential
misconduct.
No Retaliation
Apple will not retaliate—and will not tolerate retaliation—against any
individual for reporting a good-faith concern or complaint internally or
externally or for participating in the investigation of a concern or
complaint.
Retaliation under this policy occurs when Apple or one of its employees takes
an action adversely affecting the career, pay, scope of role, or working
conditions of an individual because the individual:
- Reported or participated in the investigation of a potential violation of our policies or the law; or
- Engaged in legally protected activity, including related to leaves of absence or job accommodations, or forming or joining (or refraining from joining) labor organizations of an employee’s choice in a lawful manner.
In addition to violating this policy, some instances of retaliation may be
unlawful.
Other behaviors that dissuade people from raising concerns or asking questions
about complying with Apple’s policies or legal obligations are also
unacceptable under this policy and other Apple policies.
Your Rights as an Employee
You are permitted to speak freely about your wages, hours, and working
conditions, including information about harassment, discrimination, or any
other conduct you have reason to believe is unlawful, and nothing in this
Policy, or any Apple policy, should be interpreted as being restrictive of
your right to do so.
Human Rights
Apple is committed to respecting internationally recognized human rights.
Apple’s approach to respecting human rights is based on the United Nations
Guiding Principles on Business and Human Rights, the global standard on
business and human rights. For more information, see the Human Rights Policy.
Workplace Behaviors
Drugs and Alcohol
Apple cares about the health and safety of our employees. You are expected to
comply with Apple’s guidelines regarding alcohol, drugs, and smoking, whether
it is in the workplace, at Apple-sponsored events, or while conducting Apple
business. You are not permitted to be under the influence of any legal or
illegal drug that impairs your ability to perform your job, and employees are
prohibited from manufacturing, soliciting, distributing, possessing, or using
any illegal drugs or substances in the workplace, or while working. Use good
judgment and keep in mind that you are expected to perform to your full
ability at work. For more information, see the Alcohol, Drugs and Smoke-Free
Environment Policy.
Environment, Health, and Safety (EH &S)
Apple is committed to protecting the environment, health, and safety of our
employees, customers, and the global communities where we operate.
Apple’s EH&S team provides guidance on how to conduct your job while meeting
or exceeding all applicable environmental, health, and safety requirements.
Use good judgment and always put the environment, health, and safety first.
Work proactively with the EH&S team to anticipate and manage EH&S risks in a
timely manner.
For more information on the EH&S team, policies, training, and programs, visit
the EH&S website.
Harassment and Discrimination
Apple is dedicated to maintaining a creative, diverse, inclusive, and
supportive work environment, and does not tolerate discrimination or
harassment of employees or non-employees with whom we have a business,
service, or professional relationship. This applies to all interactions where
you represent Apple, including interactions with employees, customers,
suppliers, and applicants for employment. For more information, see the Equal
Employment Opportunity Policy and People policies for your region.
If you believe you have been harassed or discriminated against, or have
witnessed such behavior, visit Reporting a Concern. We encourage you to report
the incident using any avenue with which you feel most comfortable, including
your Apple manager, People Support, your People Business Partner, or Business
Conduct.
We also do not tolerate workplace violence of any kind. For more information,
see the Workplace Violence Policy.
Protecting Apple
Protecting Apple’s Assets and Information
You play a key role in helping us protect Apple. Assets include Apple’s
proprietary information (such as intellectual property, confidential business
plans, unannounced product plans, sales and marketing strategies, and other
trade secrets), as well as physical assets such as cash, equipment, supplies
and product inventory.
- Watch what you say. Being aware of where you are, who is around you, and what they might see or overhear is an important way we all protect Apple’s secrets.
- Protect our assets. Keep track of the assets and information Apple has entrusted to you, and prevent loss, misuse, waste, or theft.
- Set an example. Model behavior that protects our assets and information at all times.
Apple Confidential Information
One of our greatest assets is information about our products and services,
including future product offerings. Never disclose confidential, operational,
financial, trade-secret, or other business information without verifying with
your manager whether such disclosure is appropriate. We are very selective
when disclosing this type of information to vendors, suppliers, or other third
parties, and only do so once a non-disclosure agreement is in place. Even
within Apple, confidential information should only be shared on a need-to-know
basis. The Intellectual Property Agreement that you signed when you joined
Apple outlines your duty to protect our information.
For more information, visit the Global Security website.
Non-Disclosure/Confidentiality Agreements
Never share confidential information about Apple’s products or services
without your manager’s approval. When there is a business need to share
confidential information with a supplier, vendor, or other third party, never
volunteer more than what is necessary to address the business at hand. Any
confidential information shared outside Apple should be covered by a non-
disclosure/confidentiality agreement (NDA). To learn more about NDAs and the
NDA process, visit Legal’s NDA website.
Customer and Third-Party Information
Customers, partners, suppliers, and other third parties may disclose
confidential information to Apple during the course of business. We are all
responsible for protecting and maintaining the confidentiality of any
information entrusted to us by our partners. Compromising that trust may
damage relations with our partners and can also result in legal liability. For
more information, see the Apple Customer Privacy Policy.
Accuracy of Records and Reports
Accurate and honest records are critical to meeting our legal, financial, and
management obligations. You should ensure that all records and reports,
including expense reports, timecards, customer information, technical and
product information, correspondence, and public communications are
comprehensive, fair, accurate, timely, and understandable.
Do not misstate facts, omit critical information, or modify records or reports
in any way to mislead others, and never assist others in doing so. Intentional
manipulation of Apple records is a form of fraud.
You are responsible for observing all policies and procedures regarding
business expenses, including meal and travel expenses, and for submitting
accurate expense reimbursement reports. Guidelines on daily meal expenses vary
worldwide. For more information, see the Travel and Expense Policy.
Records and Information Management
Apple owns all records and information in any form, such as electronic or
paper, that is created or received in the course of doing Apple’s business.
Records are a type of information that must be kept because the information
meets certain criteria, and are identified in the Global Records Retention
Schedule. Examples include corporate tax documents, financial statements,
design documents, and personnel records.
Employees are responsible for managing and protecting information and records
in accordance with the Global Records and Information Management (RIM) Policy.
Privacy laws may dictate how long these records can be retained. At times,
Apple will need to retain records and information beyond the normal retention
period for legal reasons or audits. If you have records and information that
are categorized as under a “legal hold” you should not alter, destroy, or
delete them in any way. Legal will notify you of any legal holds you may be
subjected to and what is required.
For more information, see the Global Records & Information Management website
or contact the Global Records & Information Management team.
Side Deals or Side Letters
Apple formally documents all terms and conditions of the agreements into which
it enters. Contractual terms and conditions define Apple’s rights,
obligations, liabilities, and accounting treatments. We do not accept business
commitments outside of the formal contracting process managed by Legal. Side
deals, side letters, or other informal documentation created by employees
without Legal oversight are impermissible. You should not make any oral or
written commitments that create a new agreement or modify an existing
agreement without securing approval through the formal contracting process.
The Apple Identity and Trademarks
The Apple name, names of products (such as iPhone), names of services (such as
AppleCare), taglines (such as ”Think Different”), and logos collectively
create the Apple identity. Before publicly using any of these assets, review
the Trademark List, Trademark and Copyright Guidelines, and Corporate Identity
Guidelines for how to properly do so. You should also check with Legal before
using the product names, service names, taglines, or logos of any third
parties.
Third-Party Intellectual Property
Apple respects third-party intellectual property. Never use the intellectual
property of any third party without permission or legal right. If you are told
or suspect that Apple may be infringing on third-party intellectual property,
including patents, copyrights, trademarks, or trade secrets, contact Legal.
Copyright-Protected Content
Never use or copy software, music, videos, publications, or other copyright-
protected content at work or for business purposes unless you or Apple are
legally permitted to use or make copies of the protected content. You should
never use Apple facilities or equipment to make or store unauthorized copies.
For more information about personal content on Apple-owned devices, see the
Employee Use of Electronic Systems and Communications Policy.
Apple Inventions, Patents and Copyrights
Apple has a robust patent program that protects innovations related to our
current or future products and services. You should submit your invention
disclosure to the Apple Patent team via the Apple Patent System. It’s best to
submit your invention disclosure well before you share an invention outside of
Apple, even if under an NDA, because doing so may compromise Apple’s patent
rights.
You may pursue, for your own personal ownership, inventions that (a) are not
developed using Apple equipment, supplies, facilities, or proprietary
information; (b) did not result from and were not suggested by work performed
by you, Apple, or Apple proprietary information; and (c) are not related to
Apple’s current or anticipated business, products, research or development.
Be alert to possible infringement of Apple’s patents and notify Legal of any
possible infringements. If you create original material for Apple that
requires copyright protection, such as software, place Apple’s copyright
notice on the work and submit a copyright disclosure form to Legal. For more
information, see the Copyright Policy.
Activities Related to Technical Standards
You must secure management and Legal approval before participating in any
activities related to technical standards. This includes joining a standards
organization or working group, contributing technology or code to a standard,
or using a standard in the development of an Apple product. For more
information, see the Standards Legal Policy or contact the Standards Legal
team.
Activities Related to Open Source Software
Open source software is usually collectively developed software with its
source code made available under an open source license. Before using,
modifying, or distributing any open source software for Apple infrastructure,
or as part of an Apple product or service development effort, you must receive
management and Legal approval. For additional information on how to submit
requests, visit Open Source at Apple. This website also includes information
about personal contributions to Open Source and required approvals.
Public Speaking and Press Inquiries
All public or outside speaking engagements that relate to Apple’s business,
products, or services must be pre-approved by your manager and Corporate
Communications. If your request is approved, you may not request or accept any
form of personal compensation from the organization that requested your
participation, but you may accept reimbursement for incurred expenses. All
inquiries from the media, industry, or financial analyst community must be
referred to Corporate Communications or Investor Relations.
Publishing Articles
If you want to contribute an article or other type of submission to a
publication or blog on a topic that relates to
Apple’s business or products or could be seen as a conflict of interest, you
must first request approval from Corporate Communications. If your
contribution is technical or academic and relates to Apple, complete the
Academic and Industry-Related Activities Questionnaire to obtain review from
Legal and Business Conduct. If your contribution is determined to be a
conflict of interest, you will need to get senior vice president approval. For
additional information, see the Social Media and Online Communications
guidelines.
Employees in the Machine Learning organization should follow the Guidelines
for Academic Activities of Apple Employees in Machine Learning.
Endorsements
You should never endorse a product or service of another business or
individual in your role as Apple employee, unless the endorsement has been
approved by your manager and Corporate Communications. This does not apply to
statements made in the normal course of business about third-party products
sold by Apple. If you want to provide a personal reference, review the
Employment Reference Guidelines.
Individual Accountability
Avoiding Conflicts of Interest
A conflict of interest is any activity that may damage Apple’s reputation or
financial interests, or gives the appearance of impropriety or divided
loyalty. Avoid any situation that creates a real or perceived conflict of
interest. If you are unsure about a potential conflict, talk to your manager,
Business Conduct, or your People Business Partner.
Members of Apple’s Board of Directors should follow the requirements and
procedures described in the Guidelines Regarding Director Conflicts of
Interest.
The following are common situations employees may encounter that could present
a conflict of interest.
Significant Personal Relationships
Personal relationships in the workplace can present a real or perceived
conflict of interest when one individual in the relationship makes or
influences employment decisions regarding the other, including performance or
compensation.
Significant personal relationships include, but are not limited to, spouses,
domestic partners, family members, dating or physical relationships, close
friends, and business relationships outside of Apple. Apple business
relationships include, but are not limited to, vendors, customers, suppliers,
contractors, temporary agency workers, or similar relationships.
Do not conduct Apple business with family members or others with whom you have
a significant personal relationship. Do not use your position at Apple to
obtain favored treatment for yourself, family members, or others with whom you
have a personal relationship. This applies to product purchases or sales,
investment opportunities, hiring, promoting, selecting contractors or
suppliers, and any other business matter.
If you believe that you have a potential conflict involving a family member or
other individual, disclose it to your manager and your People Business Partner
to review and work through any potential conflicts.
You should not allow any relationship to disrupt the workplace or interfere
with your work or judgment.
In rare cases where exceptions may be appropriate, written approval from the
senior vice president of your organization is required.
Rotations (Operations Only)
Operations managers are responsible for ensuring that their employees who make
or significantly influence sourcing, contractual, financial or capacity
decisions with suppliers change position every three years so as to work with
different suppliers. Exceptions are subject to VP review and approval each
year. “Suppliers” include anyone who had, has, or might have any business
connection (directly or indirectly) with Apple or Apple’s supply chain.
Conflicts of Interest and Outside Activities
You may participate in outside activities, including secondary employment,
businesses, inventions, and serving on boards, only if they do not present a
conflict of interest and you adhere to the rules set out below.
Apple generally considers an outside activity to be a conflict of interest if it:
- Is for a business, company, or organization that makes or sells competing products or services to Apple, or that Apple is reasonably anticipated to create. This includes but is not limited to: Apple hardware products (e.g., computers, mobile devices, headphones), financial services, original content, health services, cloud services, any distribution of video, music or eBooks, and any software or app.
- Generates or exposes you to intellectual property that competes with or relates to Apple’s present or reasonably anticipated business, products, or services.
- Would require you to disclose or use confidential Apple information.
- Arises from your role in Apple’s business relationship with the organization.
An outside activity that is the same as or similar to your role or work at
Apple could also be considered a conflict of interest. Review the Business
Conduct website for more information.
Work with your manager and Business Conduct to evaluate a potential conflict
of interest. If an outside activity presents a conflict of interest, you must
partner with a People Business Partner, and obtain written approval from your
manager, Legal (if applicable), and the senior most person reporting to the
CEO of both your and any relevant organizations. Contact Business Conduct to
assist with Legal review.
Any employee, full or part-time, who is participating in an outside activity,
must comply with the following rules. Do not:
- Use any time at work or any Apple assets for your outside activity. This includes Apple’s workspace, phones, computers, Internet access, photocopiers, and any other Apple assets or services.
- Use your position at Apple to solicit resources or any other benefit for your outside activity, obtain favored treatment, or pressure others to assist you.
- Participate in an activity that could have an adverse effect on your ability to perform your duties at Apple.
- Use confidential Apple information.
Outside Employment and Inventions
Before participating in creating inventions or businesses that are in the same
area as your work for Apple, or that compete with or relate to Apple’s present
or reasonably anticipated business, products or services, you must have
written permission from your manager and the senior vice president of your
organization. Before taking any paid employment outside of Apple, you should
notify your manager.
App Creation
You can only create apps for personal or educational purposes. You cannot join
the Developer Program or share, sell, or distribute apps, stickers, or other
media (for iOS, Android, or any other operating system), unless required for
Apple business purposes. Some exceptions apply for employees who created apps
before joining Apple or who are joining Apple for a short period of time. If
this applies to you, contact Business Conduct to understand what is permitted.
Board Positions
You may not serve as a director, trustee, officer, or advisory board member
without prior approval from Apple. Apple has pre-approved positions in certain
organizations like residential boards (i.e., HOAs) and local sports and arts
organizations, provided their activities do not conflict with Apple’s
interests. Contact Business Conduct if you have any questions or if you would
like to seek approval from Apple for a position that is not in a preapproved
category. A board position that presents a potential or actual conflict of
interest is unlikely to be approved.
The rule above relates to serving on a board in your individual capacity. If
you have been asked to serve on a board as a representative of Apple, you
should work with your manager, Legal, and any impacted business teams to
determine if Apple should participate, and whether you are the best person to
represent Apple on that board. If the position is on a public sector advisory
board, work with Business Conduct to assess whether your participation would
impact Apple’s ability to interact with that government agency. You should
also consult with Corporate Communications, if applicable.
Personal Investments
You should avoid investing in companies that are Apple competitors or business
partners when the investment presents a conflict of interest. When determining
whether a personal investment creates a conflict of interest, consider if you
are in a position to influence transactions between Apple and a business in
which you have invested. If a real or apparent conflict arises, disclose the
conflict to your manager. Your manager will help determine whether a conflict
exists and, if appropriate, the best approach to eliminate the conflict. If
you still need help, contact Business Conduct.
Insider Trading
Never buy or sell Apple securities, including Apple stock, if you are aware of
information that has not been publicly announced and that could have a
material effect on the value of the securities. It is illegal and against
Apple policy to give anyone, including friends and family, tips on when to buy
or sell securities when aware of material nonpublic information concerning
that security. This applies to decisions to buy or sell Apple stock or the
stock of an Apple supplier, manufacturer, vendor, or customer, such as
cellular network carriers or other channel partners.
Information is material if it would likely be considered important by an
investor who is deciding whether to buy or sell a security, or if the
information is likely to have a significant effect on the market price of the
security. Both positive and negative information may be considered material.
Examples of potential material information include financial results,
information about new products or significant features, timing of significant
product announcements or new product introductions, news of a pending or
proposed acquisition or other corporate transaction, significant changes in
sources or availability of supplies, changes in dividend policy, significant
product defects or modifications, and significant cybersecurity, or other data
protection or privacy incidents.
Short sales, transactions that hedge or offset, or are designed to hedge or
offset any decrease in the value of Apple securities and transactions in
derivatives of Apple stock, are prohibited at all times, including
transactions involving prepaid variable forward contracts, equity swaps,
collars, options, warrants, puts, calls, or similar instruments related to
shares of Apple stock.
For more information about restrictions on trading in securities as well as
answers to FAQs, see the Insider Trading Policy or email Insider Trading.
Charitable Donations
You are encouraged to support charitable causes of your choosing as long as
you do not use or furnish Apple assets (including your work time or use of
Apple premises, equipment, or funds). Any charitable donations involving Apple
assets are managed by the Corporate Donations team and must be approved by the
VP of Environment, Policy, & Social Initiatives. Any donation of 100K USD or
more also requires the approval of the Chief Executive Officer or Chief
Financial Officer. For additional information, see the Finance Policy on
charitable donations. This policy does not prevent you from taking advantage
of the Apple Matching Gifts Program to contribute to a nonprofit organization
of your choice, or from participating in our Global Volunteer Program.
Political Contributions
Apple does not make political contributions to individual candidates or
political parties. All corporate political contributions, whether monetary or
in-kind (including lending or donating equipment or technical services), must
be approved in advance by Apple’s CEO, and processed by Government Affairs and
Political Compliance to ensure compliance with legal requirements and Apple
policy. You may not use Apple resources, including employee work time, Apple
premises, equipment, or funds, to personally support candidates and campaigns.
It is also illegal for Apple to reimburse an employee for a political
contribution. For more information, see the Corporate Political Compliance
Policy and the Apple Public Policy Advocacy website.
Personal Political Activities
You are free to personally participate in political activities, including
running for and serving in public positions, and supporting candidates and
causes, as long as you comply with the points below:
- Do not represent or give the impression that you are representing Apple during any political activities or in campaign materials.
- Do not make public comments that could be misconstrued as being made on behalf of Apple, or give the impression that Apple is endorsing any particular legislation, position, or issue.
- Do not use Apple work time, equipment, or resources for political or campaign activities.
- If holding a public office, you may need to recuse yourself from any matters involving Apple.
Gifts
Giving or accepting gifts can create a real or perceived conflict of interest
and can lead to a perception of favoritism or an expectation of reciprocity
that could compromise an employee’s objectivity. This policy applies to giving
or accepting gifts to or from current or potential vendors, suppliers,
customers, or other business associates with whom you have a current or
potential business relationship. Gifts between employees don’t fall under this
policy.
A gift is considered anything of value, including a meal, travel,
entertainment (including tickets), Apple logo items, equipment (including
loans), or discounts. Gifts must be legal, and gifts given with the purpose of
influencing a decision are always prohibited. Gifts that are cash or cash
equivalents, such as gift cards, are never allowed. Paying for a gift without
getting reimbursement from Apple does not remove the requirement to comply
with the gift policy.
Apple employees are under either a zero gift rule or a $150 gift rule,
depending on their organization. Refer to the Gifts page on the Business
Conduct website to determine the rule that applies to you. Employees under a
zero gift rule may not give or accept gifts of any value unless one of the key
exceptions below applies. Employees under the $150 gift rule may only give or
accept gifts if the value is $150 or less, unless one of the key exceptions
below applies.
Key Exceptions
Gifts that fall under one of the following exceptions are permissible for most
employees, regardless of gift rule (additional approval requirements may be
noted):
-
Business meals. With the exception of Apple Store employees, employees may provide and accept reasonable and appropriate business-related meals, provided they are limited in frequency and expense. Any meals paid for by Apple must comply with Apple’s Travel and Expense Reimbursement Finance Policy. Employees in Operations must obtain approval from their manager to accept business meals. Approval should occur beforehand when possible.
-
Low-value items. With the exception of Operations and Apple Store employees, employees may accept low-value and infrequent promotional items or other nominal tokens of appreciation.
-
Business-related event attendance. With the exception of Operations and Apple Store employees, free tickets for sporting events and other forms of entertainment where participation is directly related to an employee’s job function and part of legitimate Apple business are not considered a gift under Apple’s policy. If you are unsure if attendance
at an event is directly related to your role, check with your manager. For high-value or high-profile events, you should review your attendance with your manager and your vice president. Employees should never use relationships built through Apple business for their personal advantage, such as obtaining tickets that are difficult to access, since that is preferential treatment and could be considered a conflict of interest. -
Conferences. With the exception of Operations and Apple Store employees, free tickets to conferences that are offered by a vendor, supplier or other third party are permissible if the tickets are free to all attendees, offered as part of a contract with Apple, or offered to all customers of a particular vendor. Tickets outside of those parameters do not fall under an exception, and require approval if the value is over your gift limit. Conference tickets purchased by Apple are not a gift.
-
Vendor-supplied local ground transportation. Operations employees may accept reasonable local ground transportation provided by vendors to and from work locations.
Any other exceptions must be approved by your vice president. For vice president–level employees, exceptions must be approved by your manager.
Refusing and Returning Gifts
Gifts outside the limits of your gift rule should be declined or returned
whenever possible. If it is impossible or inappropriate to refuse or return a
gift, you should notify your manager and People Business Partner immediately
after accepting the gift, then contact Business Conduct for further guidance.
Perishable, non-alcohol gifts may be placed in a common area for employees to
share. For more information, see the Business Conduct website.
Samples
Current and potential vendors and suppliers may provide product samples to
Apple for business evaluation purposes. These samples are not gifts and may
not be used for personal purposes. Receipt of samples should be documented
according to any internal division policies, and where appropriate, returned
to the vendor and supplier when the evaluation is complete.
Gifts to Public Officials
Apple permits providing gifts to public officials only when permissible under
applicable laws and policies. A public official is any person who is paid with
government funds or performs a public function. This includes individuals who
are elected or appointed to public office, as well as individuals who work for
local, state/provincial or national government, public international
organizations, public (government-owned or operated) schools, and state-owned
or state-run enterprises. Employees at such organizations are considered
public officials regardless of title or position.
U.S. Public Officials
For U.S. public officials, anything other than refreshments of nominal value
($10 or less) must be pre-approved by Political Compliance or comply with
internal guidelines if available, including disclosure requirements
Non-U.S. Public Officials
In many countries, it is considered customary to provide token ceremonial
gifts to government officials on certain occasions. All gifts exceeding USD
$10 in value require pre-approval from Political Compliance or your regional
Apple legal counsel. Meals that comply with posted guidance or a country are
permissible and do not need pre-approval. Meals that are frequent and/or
lavish could appear to influence a business decision and are inappropriate.
Business Integrity
Governments as Customers
Governments are unique customers for Apple. They often have unique bidding,
pricing, disclosure, and certification requirements. When dealing with
government customers, make sure to partner with Legal when bidding for
business, and contact Business Conduct with questions relating to compliance
requirements.
Hiring Government Employees
Laws often limit the duties and types of services that former government,
military, or other public sector employees
may perform as employees or consultants of Apple, especially in regard to
matters they were involved in while with the government. Employment
negotiations with government employees may be subject to legal restrictions
and disclosure requirements, particularly if the government employee is
involved in a matter involving Apple’s interests. Contact Political Compliance
before entering such negotiations. You may never hire any individual in
exchange for securing or retaining business, or securing an improper
advantage. We also prohibit hiring preference being given to anyone in return
for special treatment of any kind. For more information, see the Anti-
Corruption Recruiting Policy.
Bribery and Corruption
At Apple, we do not tolerate corruption in connection with any of our business
dealings. Corruption can take many forms, but most often it occurs through
bribery. A bribe is offering or giving anything of value, including cash, cash
equivalents such as gift cards, gifts, meals, travel and entertainment, to any
person for the purpose of obtaining or retaining business, or securing an
improper advantage. You cannot offer or receive bribes from any individual,
regardless of whether that individual is a public official or a private party.
Kickbacks are a type of bribery, and occur when a person is offered money or
something of value in exchange for providing something, such as information, a
discount or a favor, to a third party. Kickbacks are not permissible and are
strictly prohibited by Apple.
Facilitating payments are a type of bribe generally used to facilitate or
expedite the performance of routine, non-discretionary government action.
These payments are not permissible and are strictly prohibited by Apple.
Exceptions may be made in circumstances that involve an imminent threat to
health or safety, and such situations must be immediately reported to Business
Conduct.
Apple can be found responsible for bribes, kickbacks, and/or facilitating
payments made by third parties in connection with Apple’s business. Before
engaging a third party that will be interacting with the government or public
officials on Apple’s behalf, contact Business Conduct to evaluate whether we
need to conduct additional due diligence.
For more information, see the Anti-Corruption Policy and other resources
available on the Business Conduct and Global Compliance website.
Money Laundering
Money laundering occurs when individuals or organizations try to conceal
illicit funds or make those funds look legitimate. Money laundering is illegal
and strictly prohibited by Apple. In certain countries, we are required to
report suspicious activity. If you deal directly with customers or vendors,
the following examples may signal potential money laundering:
- Attempts to make large payments in cash
- Payments by someone who is not a party to the contract
- Requests to pay more than provided for in the contract
- Payments made in currencies other than those specified in the contract
- Payments from an unusual, nonbusiness account
- Transactions forming an unusual pattern such as bulk purchases of products or gift cards or repetitive cash payments
Competition and Trade Practices
Competition and innovation are at the core of Apple’s DNA. We vigorously
compete to develop and create the very best products for our customers. Apple
will never seek to eliminate or reduce competition through illegal agreements
with competitors. Agreements with competitors are subject to rigorous scrutiny
in all countries. Agreements with our resellers, distributors, and suppliers
can also give rise to scrutiny, particularly if Apple has a leading position
in the market.
You should never
- Agree with or exchange information with competitors regarding price, policies, contract terms, costs, inventories, marketing plans, capacity plans, or other competitively significant data.
- Agree with competitors to divide or assign sales territories, products, or dedicate customers.
- Agree with resellers on the resale pricing of Apple products without legal approval. Resellers are free to determine their own resale pricing.
- Violate fair bidding practices, including bidding quiet periods, or provide information to benefit one vendor over other vendors.
- Remember: Always consult the Competition Law Team whenever you have a question. For more information, see the Antitrust and Competition Law Policy.
Obtaining and Using Business Intelligence
Gathering information about customers, competitors, and markets in which we
operate is a common business practice, but you must always do so with
integrity. You may generally obtain information from public sources, surveys,
and competitive research. Personal information shall not be obtained from
third parties without confirming with Privacy. We do not seek business
intelligence by illegal or unethical means. It is never appropriate to engage
in theft, espionage, or breach of a non-disclosure agreement. If you obtain
confidential nonpublic information, accidentally or provided by unknown
sources, that relates to a competitor, it may be unethical to use the
information. If this happens to you, immediately contact your manager, Legal,
or Business Conduct.
Trade Restrictions and Import/Export Controls
Many countries periodically impose restrictions on imports, exports, and other
dealings with certain countries, persons, or groups. These can include the
trading of commodities or technologies, travel to or from a sanctioned
country, and investments. Certain laws also prohibit support of boycott
activities. If your work involves the sale or shipment of products,
technologies, or services across international borders, always consult Global
Export and Sanctions Compliance before moving goods. For more information, see
the Export Control and Sanctions Policy.
Private Employee Information
You should never share a coworker or prospective employee’s personal
information. This includes information regarding their employment history,
personal contact information, compensation, health information, or performance
and disciplinary matters. Any Legal or business need-to-know exceptions should
be approved by your manager and Legal.
As an Apple employee, you should understand that subject to local laws and
regulations and in accordance with Apple’s review process, we may do one of
the following when you access Apple’s network or systems, or use any device,
regardless of ownership, to conduct Apple business:
- Access, search, monitor, and archive all data and messages sent, accessed, viewed, or stored (including those from iCloud, Messages, or other personal accounts).
- Conduct physical, video, or electronic surveillance, search your workspace (e.g. file cabinets, desk drawers, and offices, even if locked), review phone records, or search any non-Apple property (e.g. backpacks, handbags) while on company premises.
- Disclose to law enforcement, without prior notice, any information discovered during a search that may indicate unlawful behavior
While limited personal use of Apple equipment and systems is allowed, Apple may monitor equipment and systems. You should not have any expectation about the privacy of content or personal information on Apple systems or networks, including VPN. To learn more, read our Information Security Policies and guidance on Personal Information Privacy on the People site, which explain Apple’s rights and your rights when conducting Apple business or using Apple- provided equipment. For more information, contact the Privacy team.
Human Trafficking
Apple is committed to treating everyone in our business and supply chain with
dignity and respect, to upholding human rights across our global network of
suppliers, and to protecting the planet we all share. Human trafficking and
the use of involuntary labor are strictly prohibited in Apple’s supply chain
and our own business operations. If you become aware of human trafficking or
behavior supporting human trafficking, you must report this activity to
Business Conduct as soon as possible. Some Apple employees who interact with
the U.S. government must abide by additional requirements set for government
contractors. For more information, see the Anti-Human Trafficking Policy.
Resources
- Apple Antitrust and Competition Law Policy Statement
- Anti-Corruption Policy
- Apple Customer Privacy Policy
- Apple Global Whistleblowing Policy
- Apple Human Rights Policy
- Apple Supplier Code of Conduct
- Apple Public Policy Advocacy Website
- Intellectual Property
- Investor Relations
- Legal Department Contacts
- Trademark and Copyright Information
- Trademark List
- Business Conduct Helpline (web form and telephone options)
References
Read User Manual Online (PDF format)
Read User Manual Online (PDF format) >>