SPW General Investment Account Fund Switch Form Instructions
- June 17, 2024
- SPW
Table of Contents
SPW General Investment Account Fund Switch
Product Information
Specifications
- Product Name: Schroders Personal Wealth (ACD)
- Available Funds: SPW Balanced Solution, SPW Cautious Solution, SPW Discovery Solution, SPW Dynamic Solution
- Alternative Formats: Braille, Large Print, Audio
- Application Form: Available on the website – www.spw.com/our-services/fund-info
- Address for Submission: Schroders Personal Wealth (ACD), PO Box 560, Darlington DL1 9ZB
Product Usage Instructions
Section 1: Your Details
To use the Schroders Personal Wealth (ACD) application form, please provide the following information:
- First / Sole Existing Schroders Personal Wealth (ACD) investor: [Input]
- Joint Existing Schroders Personal Wealth (ACD) investor: [Input]
- Title: [Input]
- Surname: [Input]
- Forename(s): [Input]
- Residential Address: [Input]
- Postcode: [Input]
- Country of Address: [Input]
- Country of Birth: [Input]
- Date of Birth: [Input]
- Nationality(s): [Input]
- Daytime Telephone Number: [Input]
- Email Address: [Input]
- Account Designation (if any): [Input]
- Adviser Details (if applicable):
- Company Name: [Input]
- Adviser Reference Number: [Input]
- Adviser Name: [Input]
- FCA Number: [Input]
- Section 2: Fund Switch
- To switch funds, please provide the following information:
- From Fund: [Input]
- To Fund: [Input]
- Income or Accumulation Shares: [Input]
- Amount (GBP) or Percentage (%): [Input]
Section 3: Your Income
To specify your income details, please provide the following information:
Total Amount to Switch: [Input]
Section 4: Existing Direct Debit Amendment
To amend an existing direct debit, please provide the following information:
- Fund Name: [Input]
- Amount or Cancel Existing Fund Choice Direct Debit: [Input]
- Monthly Payment Collection Date: [Input]
Section 5: Declaration
Please read through the declaration and sign and date the appropriate boxes if you agree.
Money Laundering: By using Schroders Personal Wealth (ACD), you understand that credit reference/information agencies may be used to satisfy statutory money laundering obligations.
Overview
- If you have any queries or support needs when completing this form, please call +44 (0)344 822 8910.
- Please fully complete sections 1, 2 and 4, sections 3 and 5 if relevant and section 6 in BLOCK CAPITALS with a BLACK ballpoint pen in the white spaces or mark [X] in the boxes.
- Only complete section 3 if you are switching from accumulation to income shares.
- Only complete section 5 if you currently make a monthly investment into your GIA. To set-up a new monthly investment in the SPW Solution Funds will need to complete a Schroders Personal Wealth GIA Top-up Form. This can be found on our website: www.spw.com/our-services/fund-info
Return your completed application form and cheque (if applicable) to: Schroders Personal Wealth (ACD), PO Box 560, Darlington DL1 9ZB.
Your Details
We cannot accept ‘care of’ addresses
Fund Switch
-
Enter the fund name(s), share class and & amount or % that you are looking to switch from and to.
A list of available funds is provided on the front of this application form. -
If you switch to income shares then please also complete section 3.
-
Income shares are not offered in SPW Balanced Solution.
-
If you have an existing Direct Debit that you wish to transfer to your new Fund choice then please also complete section 4.
Your Income
- Please complete this section for your income to be paid directly into your bank or building society account.
- If this section is not completed and you have chosen income shares in section 2, the form will be rejected as incomplete.
- We cannot make a payment into an account which is not in your name.
Existing Direct Debit Amendment
For existing Direct Debits only. For new Direct Debit instructions please complete a GIA Top-up Form. Mark [X] ir the box below to cancel your Direct Debit.
- If you do not cancel your Direct Debit monies will continue to be invested in your existing fund selection.
- Enter the fund name(s) and share class you wish to change your monthly investment to. A list of available func provided on the front of this application form.
- If you chose to have income shares then please also complete section 3.
- Income shares are not offered in SPW Balanced Solution.
- Your instructions will be amended at the next available collection date.
Declaration
Please read through the declaration and, if you agree with it, sign and date the appropriate boxes below.
Money Laundering
I understand that Schroders Personal Wealth (ACD) may need to use credit
reference/ information agencies in order to satisfy Schroders Personal Wealth
(ACD) statutory money laundering obligations. These agencies may keep a record
of this enquiry.
I/We understand and accept that this application is subject to the current applicable Schroders Personal Wealth (ACD) Prospectus and Terms and Conditions. I/We also confirm that I/we have been provided with the relevant Key Investor Information Document(s) and Supplementary Investor Information Document relating to this investment.
For investments with joint applicants, two signatures are required.
How we use your information
For the purposes of the General Data Protection Regulation, the data controller in relation to any personal data you supply is Schroders Personal Wealth (ACD). Information you supply may be processed for the purposes of investment administration by Schroders Personal Wealth (ACD), by third parties who provide services to Schroders Personal Wealth (ACD) and by your financial adviser, and such processing may include the transfer of data out of the European Economic Area. You can find out more about how we use your personal information by visiting our website to view our full privacy notice on spw.com/privacy-policy
Your Preferences
Marketing
We would like to keep you up to date with information about the range of
products and services available from Schroders Personal Wealth*.
Please cross X. the boxes below to let us know you are happy for us to send
you further details. If you change your mind you can update your choice at any
time by contacting us.
Your marketing preferences:
l am happy to receive information from Schroders Personal Wealth via:
Half-yearly statements
If you wish to automatically receive your half-yearly statement in large print/ Braille, please cross the below boxes:
FAQ (Frequently Asked Questions)
Q: Where can I find the application form?
A: The application form can be found on our website at www.spw.com/our- services/fund-info.
Q: What alternative formats are available for this information?
A: We provide alternative formats such as Braille, Large Print, and Audio. Please contact us if you’d like this information in any of these formats.
Q: Where should I submit the completed application form?
A: Please send your completed application form and cheque (if applicable) to Schroders Personal Wealth (ACD), PO Box 560, Darlington DL1 9ZB.