Schroders ACD ISA Transfer Form Personal Wealth User Guide

Schroders ACD ISA Transfer Form Personal Wealth

Product Information

Specifications:

• Product Name: Schroders Personal Wealth (ACD) ISA Transfer (In) Form
• Usage: Transfer your ISA held elsewhere to Schroders Personal Wealth (ACD)
• Investment Options: Funds, Shares
• Income Instructions: Bank/Building Society details required
• Account Transfer Details: Existing ISA Manager information needed

Product Usage Instructions

Personal Details:
Fill in your personal details including name, address, date of birth, contact information, and National Insurance number if applicable.

Investment Choice:
Choose the fund name, specify income accumulation or shares, and indicate the investment split percentage for each option. Ensure the total investment adds up to 100%.

Income Instructions:
Provide the name of the bank/building society, account holder’s name, full address, roll number (if applicable), account number, and sort code for income instructions.

Existing Account Details:
Provide details of the existing ISA Manager including name, account number, address, and confirm which parts of the ISA holding you wish to transfer.

Instructions to Existing ISA Manager:
Complete all required details for the existing ISA Manager to arrange the transfer. Specify if you want to transfer the current year’s ISA subscription in cash, previous year’s ISA subscription in cash, or both.

Declaration:
Read through and agree with the declaration regarding money laundering and ISA subscription regulations. Sign and date accordingly.

Frequently Asked Questions (FAQ)

• Can I transfer my entire ISA holding to Schroders Personal Wealth (ACD)?
  Yes, you can transfer either your entire current year ISA holding or your ISA holding from previous tax year(s) in full.

• What if I want to transfer only a part of my total ISA holding?
  You can specify the percentage of your total ISA holding you wish to transfer in cash for previous tax years. List the specific tax years if needed.

• What are the eligibility criteria for subscribing to a stocks and shares ISA?
  You need to be aged 18 or over, not exceed the overall ISA subscription limit in the same tax year, and be a resident in the UK for tax purposes.

INTRODUCTION

This form is to be used to transfer your ISA held elsewhere to Schroders Personal Wealth (ACD).

• If you have any queries or support needs when completing this form, please call +44 (0)344 822 8910.
• Please fully complete sections 1, 2, 4, 5, 6 and 7, (section 3 if relevant) in BLOCK CAPITALS with a BLACK ballpoint pen in the white spaces or mark [X] in the boxes.
• Only complete section 3 if you are investing in income shares.
  Return your completed application form to: Schroders Personal Wealth (ACD), PO Box 560, Darlington DL1 9ZB.

Your details

• We must have your National Insurance Number and Date of Birth in order to be able to process your application. Please let us know if you don’t have a National Insurance Number by marking [X] in the box below.
• We cannot accept ‘care of’ or ‘PO Box’ addresses.

To be completed by Financial Advisers (mark [X] in the box)

Broker stamp required for validity (not transferable)

Investment choice

• Select which fund(s) you wish to transfer into from the list below, and enter the fund name(s) and share class in the section below.
  • SPW Balanced Solution,
  • SPW Cautious Solution,
  • SPW Discovery Solution,
  • SPW Dynamic Solution.
• Mark [X] to select either income or accumulation Shares for each fund. If you choose to have income Shares then please complete section 3.

Income instructions

• Please complete this section for your income to be paid directly into your bank or building society account.
• If this section is not completed and you have chosen income shares in section 2, the form will be rejected as incomplete.
• We cannot make a payment into an account which is not in your name.

Details of existing account to be transferred

• If you are transferring an ISA from the current tax year, you must transfer your entire holding.
• If you are transferring ISA holdings from previous tax years, you must specify whether you are transferring your entire holding or a specific amount in section 4.2.
• You can transfer both your current tax year ISA holding and ISA holdings from previous tax years by completing sections 4.1 and 4.2.

Instructions to existing ISA Manager to transfer my ISA

• Please complete all details required in this section. The form will be sent to your existing ISA manager to arrange the transfer.
• I hereby instruct the ISA manager named above in section 4 (the Existing ISA Manager) as soon as reasonably practicable to liquidate the investments in the ISA(s) listed above and to transfer the ISA(s) together with the sale proceeds and interest to Schroders Personal Wealth (ACD) (the New ISA Manager) subject to acceptance.
• I further instruct my Existing ISA Manager to provide Schroders Personal Wealth (ACD) with any information requested in respect of the existing ISA(s) including but not limited to transaction and dividend histories and details of the current portfolio and its value.
• I understand that the cash transferred in respect of the above ISA(s) will be reinvested in accordance with the instructions provided to Schroders Personal Wealth (ACD).

Declaration

Please read through the declaration and, if you agree with it, sign and date the appropriate boxes below.

Money Laundering
I understand that Schroders Personal Wealth (ACD) may need to use credit reference/information agencies in order to satisfy Schroders Personal Wealth (ACD) statutory money laundering obligations. These agencies may keep a record of this enquiry.

• I apply to subscribe for a stocks and shares ISA for tax year 2024/2025 and I declare that:

  • all subscriptions made, and to be made, belong to me.

  • I am aged 18 years or over.

  • I have not subscribed, and will not subscribe, to more than the overall ISA subscription limit total in the same tax year.

  • I am resident in the United Kingdom (UK) for tax purposes:

  • or if not resident, either perform duties which, by virtue of Section 28 of the Income Tax (Earnings & Pensions) Act 2003 (Crown employees serving overseas), are treated as being performed in the UK,

  • or I am married to, or in a civil partnership with, a person who performs such duties.
    I will inform the ISA account manager if I cease to be resident or to perform such duties or to be married to, or in a civil partnership with, a person who performs such duties.

  • I am not a US Person as defined in the Terms and Conditions and the Prospectus and that I will notify Schroders Personal Wealth (ACD) immediately if my status changes to become a US Person.

  • I agree to the Terms and Conditions.

• I understand that any false declaration may render my ISA void, in which case all tax benefits obtained will need to be repaid to HM Revenue and Customs with interest and/or any penalty that may be imposed.

I authorise Schroders Personal Wealth (ACD):

1. to hold in my Schroders Personal Wealth (ACD) ISA my cash subscription, ISA investments, interest, dividends and any other rights or proceeds in respect of those investments and any other cash; and
2. to make on my behalf any claims to relief from tax in respect of my ISA investments.

• I agree that this ISA, the details of which are shown overleaf, will be governed by the Terms and Conditions.
• I understand and accept that this application is subject to the current applicable Schroders Personal Wealth (ACD) Prospectus and Terms and Conditions. I also confirm that I have been provided with the relevant Key Investor
• Information Documents (KIID) and Supplementary Investor Information Document for each fund.
• I am aware that you will use the Delivery versus Payment Exemption as detailed in the Supplementary Investor Information Document.
• I hereby declare that to the best of my knowledge and belief all the information stated above is true and correct.

How we use your information

• For the purposes of the General Data Protection Regulation, the data controller in relation to any personal data you supply is Schroders Personal Wealth (ACD). Information you supply may be processed for the purposes of investment administration by Schroders Personal Wealth (ACD), by third parties who provide services to Schroders Personal Wealth (ACD) and by your financial adviser, and such processing may include the transfer of data out of the European Economic Area.
• You can find out more about how we use your personal information by visiting our website to view our full privacy notice on spw.com/privacy-policy

Your preferences

Marketing

• We would like to keep you up to date with information about the range of products and services available from Schroders Personal Wealth*.
• Please mark [X] in the boxes below to let us know you are happy for us to send you further details. If you change your mind you can update your choice at anytime by contacting us.

Your marketing preferences:

• I am happy to receive information from Schroders Personal Wealth via:
• *You will receive marketing from:
  • Scottish Widows Schroder Personal Wealth Limited
  • Scottish Widows Schroder Personal Wealth (ACD) Limited

Half yearly statements:
If you wish to automatically receive your half yearly statement in large print/ Braille, please mark [X] in the below boxes:

FOR MORE INFO

• Please contact us if you’d like this information in an alternative format such as Braille, large print or audio.
• Calls may be monitored and recorded and call costs may vary depending on your service provider.
• Schroders Personal Wealth (ACD) is a trading name of Scottish Widows Schroder Personal Wealth (ACD) Limited. Registered in England and Wales No. 11722973. Authorised and regulated by the Financial Conduct Authority number 834833.
• Registered Office for both companies: 25 Gresham Street, London EC2V 7HN. Eligible investments with us are protected by the Financial Services Compensation Scheme. We are covered by the Financial Ombudsman Service.

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