Contango ORE CTGO Common Stock Datasheet

Contango ORE CTGO Common Stock Datasheet

Specifications

• Product Name: Form 4
• Regulatory Compliance: Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
• Issuer: Contango ORE, Inc. [ CTGO ]
• Security Title: Common Stock, par value $0.01

Product Usage Instructions

• Filing a Form 4:
  • Check the box if no longer subject to Section 16 obligations.
  • Fill in the required information about the Reporting Person, including name, address, and relationship to the Issuer.
  • Provide details about the transaction, including the date, securities acquired or disposed of, and ownership form.
  • If applicable, include information about derivative securities acquired or owned.
  • Sign the form and submit it to the United States Securities and Exchange Commission.
• Important Notes:
  • Ensure accuracy in all information provided on the form.
  • Follow specific instructions for reporting multiple securities or joint/group filings.
  • Any intentional misstatements or omissions may lead to legal consequences.

FAQs

• Q: What is the purpose of filing a Form 4?
  • A: Filing a Form 4 is required by the SEC to disclose changes in beneficial ownership of securities by corporate insiders.
• Q: How often should a Form 4 be filed?
  • A: Form 4 must be filed within two business days of the transaction date for most transactions involving insiders.
• Q: Can multiple transactions be reported on a single Form 4?
  • A: Yes, multiple transactions can be reported on a single Form 4 as long as they involve the same Reporting Person and Issuer.

STATEMENT

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed under Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940

1. Name and Address of Reporting Person Curtis J. Freeman|  | 2. Issuer Name and Ticker or Trading Symbol Contango ORE, Inc. [ CTGO ]| 5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

X       Director                                     10% Owner

Officer (give title                       Other (specify

below)                                       below)

---|---|---|---
(Last)                             (First)| (Middle)| 3. Date of Earliest Transaction (Month/Day/Year) 02/07/2023
3700 Buffalo Speedway

Suite 925

|  |
4. If Amendment, Date of Original Filed (Month/Day/Year)| 6. Individual or Joint/Group Filing (Check Applicable Line)

X       Form filed by One Reporting Person

Form filed by More than One Reporting Person

(Street)|  |
Houston                      TX| 77098|
(City)                              (State)| (Zip)|
Table I – Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security (Instr. 3)| 2. Transaction Date (Month/Day/Year)| 2A. Deemed Execution Date, if any (Month/Day/Year)| 3. Transaction Code (Instr. 8)| 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)| 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)| 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)| 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code| V| Amount| (A) or (D)| Price
Common Stock, par value $0.01| 02/07/2023|  | A|  | 10,000(1)| A| $ 0 (1)| 128,576| D|
Table II – Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security (Instr. 3)| 2.

Conversion or Exercise Price of Derivative Security

| 3. Transaction Date (Month/Day/Year)| 3A. Deemed Execution Date, if any (Month/Day/Year)| 4. Transaction Code (Instr. 8)| 5. Number of Derivative Securities Acquired (A) or Disposed of

(D) (Instr. 3, 4 and 5)

| 6. Date Exercisable and Expiration Date (Month/Day/Year)| 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)| 8. Price of Derivative Security (Instr. 5)| 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)| 10.

Ownership Form: Direct (D) or Indirect

(I) (Instr. 4)

| 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code| V| (A)| (D)| Date Exercisable| Expiration Date| Title| Amount or Number of Shares

Explanation of Responses

1. On February 7, 2023, the Company issued 10,000 shares of restricted stock to the reporting person with a vesting date of January 15, 2025.

Reminder:

• Report on a separate line for each class of securities beneficially owned directly or indirectly.
• If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
• Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
• Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

• /s/ Leah Gaines as Attorney in Fact
• for Curtis J. Freeman
• 02/07/2023
• Signature of Reporting Person Date

OMB APPROVAL

• OMB Number: 3235-0287
• Estimated average burden
• hours per response: 0.5
• Washington, D.C. 20549

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

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